MUFG Pension & Market Services A member of MUFG, a global financial group
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D.F. King Ltd., a part of MUFG Corporate Markets, provides the best-in-class bondholder identification services trusted by issuers and advisors across global markets.
Our dedicated team combines proven methodologies and years of experience to map the chain of ownership - from custodians to beneficial owners and deliver bespoke detailed reports by category and geography.
We support the SEC - prescribed look-through process to determine U.S. resident holdings for Rule 802 exemptions and have adapted the same approach for regulatory, reporting, and tax-certification needs in other jurisdictions.
Identifying who owns your bonds informs transaction planning, liability management, investor relations, and compliance - giving issuers the clarity needed to act decisively.
In This Section
Anna D'ercole Director, Head of Debt Issuer Services
Gordon Soo Senior Business Development Manager, Debt Issuer Services
"We engaged D.F. King to perform a bondholder ID in a very limited timeframe. Their service, from the quick turnaround setting out the terms and commercial offer, to their preliminary report delivered within a week, to the final report a week later and with over 70% of bondholders identified was highly professional and efficient. Their connections and ability to reach final investors really made a difference."
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