MUFG Pension & Market Services
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Bondholder ID

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D.F. King Ltd., a part of MUFG Corporate Markets, provides the best-in-class bondholder identification services trusted by issuers and advisors across global markets.

Our dedicated team combines proven methodologies and years of experience to map the chain of ownership - from custodians to beneficial owners and deliver bespoke detailed reports by category and geography.

We support the SEC - prescribed look-through process to determine U.S. resident holdings for Rule 802 exemptions and have adapted the same approach for regulatory, reporting, and tax-certification needs in other jurisdictions.

Identifying who owns your bonds informs transaction planning, liability management, investor relations, and compliance - giving issuers the clarity needed to act decisively.

Gordon Soo (1)

Gordon Soo
Senior Business Development Manager, Debt Issuer Services
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"We engaged D.F. King to perform a bondholder ID in a very limited timeframe. Their service, from the quick turnaround setting out the terms and commercial offer, to their preliminary report delivered within a week, to the final report a week later and with over 70% of bondholders identified was highly professional and efficient. Their connections and ability to reach final investors really made a difference."


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If you’d like to learn more about how our experts can help you, please get in touch.